Ex Parte WARD et al - Page 4




          Appeal No. 2002-1695                                       Page 4           
          Application No. 08/971,386                                                  


               Turning to claim 1, we note that in rejecting claims under             
          35 U.S.C. § 103, it is incumbent upon the examiner to establish a           
          factual basis to support the legal conclusion of obviousness.               
          See In re Fine, 837 F.2d 1071, 1073, 5 USPQ2d 1596, 1598 (Fed.              
          Cir. 1988).  In so doing, the examiner is expected to make the              
          factual determinations set forth in Graham v. John Deere Co., 383           
          U.S. 1, 17, 148 USPQ 459, 467 (1966), and to provide a reason why           
          one having ordinary skill in the pertinent art would have been              
          led to modify the prior art or to combine prior art references to           
          arrive at the claimed invention.  Such reason must stem from some           
          teaching, suggestion or implication in the prior art as a whole             
          or knowledge generally available to one having ordinary skill in            
          the art.  Uniroyal, Inc. v. Rudkin-Wiley Corp., 837 F.2d 1044,              
          1051, 5 USPQ2d 1434, 1438 (Fed. Cir. 1988); Ashland Oil, Inc. v.            
          Delta Resins & Refractories, Inc., 776 F.2d 281, 293, 227 USPQ              
          657, 664 (Fed. Cir. 1985); ACS Hosp. Sys., Inc. v. Montefiore               
          Hosp., 732 F.2d 1572, 1577, 221 USPQ 929, 933 (Fed. Cir. 1984).             
          These showings by the examiner are an essential part of complying           
          with the burden of presenting a prima facie case of obviousness.            
          Note In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d 1443, 1444               
          (Fed. Cir. 1992).  If that burden is met, the burden then shifts            
          to the applicant to overcome the prima facie case with argument             







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