Ex Parte BURTON et al - Page 5



              Appeal No. 2003-0177                                                                 Page 5                
              Application No. 09/231,642                                                                                 

              16, lines 27-31.  Candidate molecules for the receptor portion of the Eshhar conjugate                     
              are "receptor molecules which take part in signal transduction as an essential                             
              component of a receptor complex, such as receptors which trigger T cells and NK                            
              activation and/or proliferation."  Eshhar, page 17, lines 5-8.                                             
                     Given this disclosure in Eshhar, it was the examiner's responsibility to establish                  
              by factual evidence that IL-13R" is a receptor which meets the signal transducing                          
              requirements of Eshhar.  The statement of the rejection in Paper No. 8 does not                            
              discuss this issue in any manner.  Rather, this issue was developed through appellants'                    
              arguments over the course of the prosecution of this application.  This points out the                     
              danger in the examiner referring to a statement of rejection appearing earlier in the                      
              prosecution instead of ensuring that the statement of rejection appearing in the                           
              Examiner's Answer is up to date and complete and reflects the amendments to the                            
              claims and arguments presented by applicant in the course of the prosecution.                              
                     The examiner belatedly attempted to recapture this lost ground by responding to                     
              the arguments set forth in applicants' Appeal Brief.  The examiner states at page 5 of                     
              the Examiner's Answer that Willson teaches that IL-13R" is a "high affinity receptor                       
              capable of signal transduction," citing to page 27, lines 8-10 of the reference.  The                      
              phrase "signal transduction" does in fact appear at that portion of Willson.  However,                     
              appellants responded to the examiner's belated position stating:                                           
                     [T]he examiner has identified no teaching in Eshhar or elsewhere that IL-                           
                     13R" is involved in signal transduction to any of the cells identified by                           
                     Eshhar, i.e., in signalling the cell bearing the chimera to generate a                              
                     cellular response directed toward the specific antigen encoded by the                               
                     chimera in a MHC nonrestricted manner (see Eshhar at page 8. lines 21-                              
                     24).  To the contrary, Willson teaches that IL-13R is produced by                                   
                     activated T-cells, but acts on macrophages to induce differentiation and                            
                     suppress the production of inflammatory cytokines.  In other words, the                             




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