Ex Parte James et al - Page 5




              Appeal No. 2003-1112                                                                                        
              Application No. 09/520,892                                                                                  


              distributes a portion of said documents responsive to one or more document processing                       
              applications at said processing location which convert the received documents into one                      
              or more electronic document formats.”  (See also brief at page 8.)  Appellants argue                        
              that the mere presence of applications in Yamauchi does not mean that Yamauchi                              
              teaches the use of an application server as recited in the language of independent                          
              claim 1.  (See brief at page 8.)  We agree with appellants.  Therefore, we find that the                    
              examiner has not established a prima facie case of anticipation, and we cannot sustain                      
              the rejection of independent claims 1, 36, and 64 which all have similar limitations and                    
              the rejection of their dependent claims.                                                                    
                     With respect to independent claim 65, appellants argue that independent claim                        
              65 includes a “means for distributing said one or more documents to said one or more                        
              remote terminals.”  Here, we find no response to this argument by the examiner in the                       
              answer.  Therefore, we cannot sustain the rejection of independent claim 65.                                
                                                     35 USC § 103                                                         
                     In rejecting claims under 35 U.S.C. § 103, the examiner bears the initial burden                     
              of presenting a prima facie case of obviousness.  See In re Rijckaert, 9 F.3d 1531,                         
              1532, 28 USPQ2d 1955, 1956 (Fed. Cir. 1993).  A prima facie case of obviousness is                          
              established by presenting evidence that the reference teachings would appear to be                          
              sufficient for one of ordinary skill in the relevant art having the references before him to                
              make the proposed combination or other modification.  See In re Lintner, 458 F.2d                           

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