Ex Parte BAIRD et al - Page 2



             Appeal No. 2003-0395                                                             Page 2               
             Application No. 09/374,704                                                                            
             Feng et al. (Feng), “Hin Recombinase Bound to DNA: The Origin of Specificity in Major                 
             and Minor Groove Interactions,” Science, Vol. 263, pp. 348-355 (January 21, 1994)                     
             Parks et al. (Parks), “Recognition of 5'-(A,T)GG(A,T)2-3' Sequences in the Minor Groove               
             of DNA by Hairpin Polyamides,” J. Am. Chem. Soc., Vol 118, pp. 6153-6159 (1996)                       
             Trauger et al. (Trauger), “Extension of Sequence-Specific Recognition in the Minor                    
             Groove of DNA by Pyrrole-imidazole Polyamides to 9-13 Base Pairs,” J. Am. Chem.                       
             Soc., Vol 118, pp. 6160-6166 (1996)                                                                   
             Swalley at al. (Swalley), “Recognition of a 5'-(A,T)GGG(A,T)2-3' Sequence in the Minor                
             Groove of DNA by an Eight-Ring Hairpin Polyamide,” J. Am. Chem. Soc., Vol 118, pp.                    
             8198-8206 (1996)                                                                                      
                    Claims 1, 3-19, 25 and 26 stand rejected under 35 U.S.C. § 103 as unpatentable                 
             over Swalley, Parks, Trauger and Feng.                                                                
                    We reverse.                                                                                    
                                                 BACKGROUND                                                        
                    “Several approaches for the development of synthetic ligands which interfere                   
             with protein-DNA recognition have been reported” (Specification, page 2).  Polyamides                 
             have been found . . . to inhibit transcription factor binding and expression of a                     
             designated gene” (id.) “in cases where contacts in the minor groove are important for                 
             protein-DNA binding affinity” (id., page 3).  “Polyamides containing N-methylpyrrole (Py)             
             and N-methylimidazole (Im) amino acids bind to predetermined sequences in the minor                   
             groove of DNA with affinities and specificities comparable to naturally occurring DNA                 
             binding proteins . . . Sequence specificity is determined by a code of oriented side-by-              
             side pairings of the Py and Im amino [acids] . . . An Im/Py pairing targets a G•C base                
             pair, while [a] Py/Im pair recognizes C•G.  The Py/Py pair is degenerate and targets                  
             both A•T and T•A base pairs” (id., pages 1-2), thus, “Py/Im polyamides offer a                        
             potentially general approach for gene regulation, provided that efficient inhibition of               





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