Ex Parte ALEXANDER et al - Page 3




            Appeal No. 2004-0098                                                                              
            Application No. 09/393,082                                                                        

                   Claims 6-8, 10-18, 20-26, 28, and 29 stand rejected under 35 U.S.C. § 103 as               
            being unpatentable over Lam, Hendren, and Lambright.                                              
                   Claims 9, 19, and 27 are objected to, but allowable if rewritten in independent            
            form.  Claims 1-5 and 30 have been canceled.                                                      
                   We refer to the Final Rejection (Paper No. 8) and the Examiner’s Answer (Paper             
            No. 12) for a statement of the examiner’s position and to the Brief (Paper No. 10) and            
            the Reply Brief (Paper No. 13) for appellants’ position with respect to the claims which          
            stand rejected.                                                                                   


                                                  OPINION                                                     
                   In the Section 103 rejection set forth in the Answer, the examiner offers Lam as           
            teaching constructing a tree, and convolving a subtree into a leaf node (or subtree) of a         
            general tree, by traversing the general tree to the leaf node.  “Lam does not specify             
            trees and subtrees as elements of a specific programming language.  What Lam does is              
            to establish a mathematic principle in tree convolution used for a queuing network.”              
            (Answer at 4.)  The rejection further relies on Hendren as teaching tree operations in an         
            intermediate representation of a high level program, and Lambright as teaching JAVA               
            bytecodes as an intermediate representation code of choice.                                       
                   Appellants argue, inter alia, that the tree convolution algorithm of Lam is directed       
            only to obtaining performance information for networks, and that none of the references           
            teach or suggest applying the algorithm to bytecodes or bytecode sequences.  (Brief at            
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