Ex Parte LORTZ et al - Page 5




              Appeal No. 2004-0591                                                                                        
              Application No. 09/195,362                                                                                  


              the examiner has not made the initial showing to establish prima facie case of                              
              anticipation of independent claims 22 and 36 and dependent claims 23-35.  Therefore,                        
              we cannot sustain this rejection.                                                                           
                                                    OBVIOUSNESS                                                           
                     In rejecting claims under 35 U.S.C. § 103, the examiner bears the initial burden                     
              of presenting a prima facie case of obviousness.  See In re Rijckaert, 9 F.3d 1531,                         
              1532, 28 USPQ2d 1955, 1956 (Fed. Cir. 1993).  A prima facie case of obviousness is                          
              established by presenting evidence that the reference teachings would appear to be                          
              sufficient for one of ordinary skill in the relevant art having the references before him to                
              make the proposed combination or other modification.  See In re Lintner, 458 F.2d                           
              1013, 1016, 173 USPQ 560, 562 (CCPA 1972).  Furthermore, the conclusion that the                            
              claimed subject matter is prima facie obvious must be supported by evidence, as                             
              shown by some objective teaching in the prior art or by knowledge generally available to                    
              one of ordinary skill in the art that would have led that individual to combine the relevant                
              teachings of the references to arrive at the claimed invention.  See In re Fine, 837 F.2d                   
              1071, 1074, 5 USPQ2d 1596, 1598 (Fed. Cir. 1988).  Rejections based on     § 103                            
              must rest on a factual basis with these facts being interpreted without hindsight                           
              reconstruction of the invention from the prior art.  The examiner may not, because of                       
              doubt that the invention is patentable, resort to speculation, unfounded assumption or                      
              hindsight reconstruction to supply deficiencies in the factual basis for the rejection.  See                

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