Ex Parte LEE - Page 23


                 Appeal No.  2004-1369                                                        Page 23                  
                 Application No.  08/966,233                                                                           
                 the time of the invention would have been required to go beyond routine                               
                 experimentation.”  Specifically, the examiner points out (id.), “[t]he specification                  
                 does not disclose nor contemplate knockout mouse experimental models” as                              
                 used in Rankin.                                                                                       
                        We remind appellants that the utility requirement must be met as of the                        
                 filing date of the application.  See In re Brana, 51 F.3d 1560, 1567 n.19, 34                         
                 USPQ2d 1436, 1441 n.19 (Fed. Cir. 1995) (“Enablement, or utility, is determined                       
                 as of the application filing date.”).  An applicant cannot rely on post-filing                        
                 advances in the art to supplement a disclosure that was inadequate at the time it                     
                 was filed.  See In re Glass, 492 F.2d 1228, 1232, 181 USPQ 31, 34 (CCPA                               
                 1974):                                                                                                
                        [A]pplication sufficiency under § 112, first paragraph, must be                                
                        judged as of its filing date.  It is an applicant’s obligation to supply                       
                        enabling disclosure without reliance on what others may publish                                
                        after he has filed an application on what is supposed to be a                                  
                        completed invention.  If he cannot supply enabling information, he                             
                        is not yet in a position to file.                                                              
                        The Rankin reference was published a decade after the filing date of the                       
                 application, and appellants have cited no evidence to show that those skilled in                      
                 the art would have been aware of the relevant disclosures as of the application’s                     
                 filing date.  Therefore, the post-filing date Rankin reference cannot be relied                       
                 upon to establish the utility of the claimed nucleic acid.                                            
                        For the same reasons we are not persuaded by appellant’s assertion that                        
                 the Ebendal declaration, and the post-filing date references relied upon therein,                     
                 are sufficient “to demonstrate that the utilities predicted in the specification were                 
                 correct.”  This disclosure, however, was not provided in the instant specification,                   






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