Ex Parte Huang et al - Page 3




          Appeal No. 2004-2277                                                        
          Application No. 09/886,760                                                  



                                 THE PRIOR ART                                        
               The references relied on by the examiner to support the                
          final rejection are:                                                        
          Thomas et al. (Thomas)        5,798,828         Aug. 25, 1998               
          The prior art wafer cassette handling apparatus and method                  
          discussed in the appellants’ specification and depicted in                  
          Figures 1 through 4 of the application drawings (the admitted               
          prior art).                                                                 
                                   THE REJECTION                                      
               Claims 1 through 5, 7, 9 through 11, 13 and 15 stand                   
          rejected under 35 U.S.C. § 103(a) as being unpatentable over the            
          admitted prior art in view of Thomas.                                       
               Attention is directed to the brief (Paper No. 11) and answer           
          (Paper No. 12) for the respective positions of the appellants and           
          examiner regarding the merits of this rejection.1                           






               1 On page 6 in the answer, the examiner refers to an                   
          additional reference, “Computer Control of Machines and Processes           
          by Bollinger and Duffie,” in apparent support of the appealed               
          rejection.  As this reference is not included in the statement of           
          the rejection, we have not considered it in reviewing the merits            
          of the appeal.  Where a reference is relied on to support a                 
          rejection, whether or not in a minor capacity, there is no excuse           
          for not positively including the reference in the statement of              
          the rejection.  In re Hoch, 428 F.2d 1341, 1342 n.3, 166 USPQ               
          406, 407 n.3 (CCPA 1970) and MPEP § 706.02(j).                              
                                          3                                           




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