Ex Parte Basu et al - Page 8




              Appeal No. 2005-1152                                                                                       
              Application No. 10/202,616                                                                                 
              under 35 U.S.C. 103(a) for obviousness over Hanes in view of Szoka in further view of                      
              Zuckerman.                                                                                                 
                     According to the examiner (Paper No. 6, page 4)                                                     
                     Hanes teaches aerodynamically light particles incorporating a surfactant                            
                     on the surface thereof for drug delivery to the pulmonary system, and                               
                     methods for their synthesis and administration. The particles have a tap                            
                     density Iess than 0.4 g/cm3 and mass mean diameter between 5:m and                                  
                     30:m. Exemplary surfactants include phosphoglycerides such as                                       
                     L-"-phosphatidylcholine dipalmitoyl (DPPC) (col. 3, Iine 57 to col. 4, Iine 66) suitable particulat 
              10, Iines 24-49). Hanes Iacks specific teachings on other suitable lipids.                                 
                     Szoka teaches a method of stabilizing polynucleotide complexes by                                   
                     adding a cryoprotectant compound and Iyophilizing the resulting                                     
                     formulation. Cationic Iipids are useful in forming complexes to be                                  
                     cryoprotected and Iyophilized. Conventional cationic Iipids suitable for the                        
                     formulations include phosphatidylethanolamine, dioleyloxyphosphatidyl-                              
                     ethanolamine, 1,2 dimyristoyl-sn-glycero-3-ethylphosphocholine, 1,2                                 
                     dioleyl-sn-glycero-3-ethylphosphocholine, etc (col. 6, lines 27-46). The                            
                     formulations may also include buffers that can be removed during                                    
                     Iyophilization (col. 6, Iines 14-26). Charge ratios are disclosed in column                         
                     6, Iines 1-9.                                                                                       
                     The examiner concludes (Paper No. 6, page 4) that                                                   
                            [i]t would have been obvious to a person of ordinary skill in the art                        
                     at the time the invention was made to have combined the method and                                  
                     formulations of Hanes on aerosolized, Iiposome associated drug particles                            
                     with compositions of Szoka et al because of the disclosed benefits of                               
                     various Iipids in forming complexes and delivering therapeutic agents to                            
                     respiratory system and because it provides patients and healthcare                                  
                     providers a wider selection of treatment and better absorption of actives                           
                     systematically.                                                                                     
                     In our view the examiner has not established a prima facie case of obviousness                      
              over Hanes and Szoka.  The examiner has not indicated, and we do not find, a charged                       
              lipid in particles for pulmonary delivery in the disclosure of Hanes.  Hanes discloses a                   

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