Ex Parte ZHAO et al - Page 4




             Appeal No. 2005-1171                                                                              
             Application No. 09/469,485                                                                        
                   It is well established that the examiner has the initial burden under § 103 to              
             establish a prima facie case of obviousness.  In re Oetiker, 977 F.2d 1443, 1445,                 
             24 USPQ2d 1443, 1444 (Fed. Cir. 1992); In re Piasecki, 745 F.2d 1468, 1471-72,                    
             223 USPQ 785, 787-88 (Fed. Cir. 1984).  It is the examiner’s responsibility to show that          
             some objective teaching or suggestion in the applied prior art, or knowledge generally            
             available [in the art] would have led one of ordinary skill in the art to combine the             
             references to arrive at the claimed invention.  Pro-Mold & Tool Co. v. Great Lakes                
             Plastics, Inc., 75 F.3d 1568, 1573, 37 USPQ2d 1626, 1629 (Fed. Cir. 1996).                        
                   Here, the examiner states that he is relying on the Valenzuela publication in               
             Nature, vol. 280, pages 815-819 (1979)(hereinafter Valenzuela I).  Answer, p. 4.  The             
             examiner’s arguments, however, reference different page numbers; viz., pages 348-                 
             349.  Going back over the prosecution, we find that this is not the only time that the            
             examiner has made this argument.  Attention is directed to the final office action, mailed        
             November 5, 2003, and the non-final rejection mailed May 5, 2003, where the examiner              
             references the same Nature publication [vol. 280] for the same reason.  Given the                 
             aforementioned discrepancy in the page numbers, it does not appear that the examiner              
             is relying on [or has ever relied upon] the publication listed on page 4 of the Answer.           
                   In any event, turning to the Nature publication before us, we find that it is directed      
             to the cloning of the HBV (hepatitis B virus) genome and the characterization of the              
             surface antigen (HBsAg).  That is, Valenzuela I discloses the nucleotide sequence of              
             the HBsAg gene and the amino acid sequence deduced therefrom.  With respect to the                

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