Ex Parte Apps et al - Page 33



         Appeal 2005-0801                                                                                       
         Application 09/848,628                                                                                 

                       The second step is to determine whether the broader aspects of the                       
                reissue claims relate to surrendered subject matter.  Thus, one looks to the                    
                prosecution history for arguments and changes to the claims made in an                          
                effort to overcome a prior art rejection to determine what surrendered                          
                subject matter exists, if any.  If no surrendered subject matter exists, then the               
                "recapture rule" does not apply.  If surrendered subject matter exists, it must                 
                then be determined whether the surrendered subject matter has crept into the                    
                reissue claims.                                                                                 
                       As stated, supra, binding precedent has defined surrendered subject                      
                matter in terms of a claim that had been canceled or amended to avoid a                         
                rejection.  In the instant case, we determine that the surrendered subject                      
                matter is represented by original patent application claims 1, 2, and 4.  We                    
                rely upon the following prosecution history of Application No. 08/887,238                       
                in support thereof.                                                                             
                       In the First Office Action, dated January 26, 1998, the Examiner                         
                rejected originally filed claims 1-5, and 7-20, and indicated that the subject                  
                matter of claim 6 was allowable (claim 6 recited the limitation regarding a                     
                reinforcing groove in the hood portion).  Claim 6 depended upon claim 4,                        
                and claim 4 depended upon claim 2, which depended upon claim 1.                                 
                Appellants’ response included cancellation of claims 2 and 6, and addition                      
                of new claim 21 containing the subject matter of claims 1, 2, 4, and 6, and                     
                claims 1, 3, 4, and 7 were amended.                                                             


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