Ex Parte KRAUS - Page 47



          Appeal No. 2005-0841                                                        
          Application No. 08/230,083                                                  

          there are limits on such broadening, such as a two year time                
          period in which to file a broadening reissue and the recapture              
          principle, a presumption of surrender and especially a burden on            
          the applicant to rebut that presumption appears to us to be in              
          conflict with the purpose of reissue.  Accordingly, we would                
          affirm the examiner's rejection but for the reasons given infra.            

                                 PERTINENT CASE LAW                                   
               In Ball Corp. v. United States, 729 F.2d 1429, 221 USPQ 289            
          (Fed. Cir. 1984), the Federal Circuit stated that "[t]he                    
          recapture rule bars the patentee from acquiring, through reissue,           
          claims that are of the same or of broader scope than those claims           
          that were canceled from the original application." Id. at 1436,             
          221 USPQ at 295.  We note that the language used by the Federal             
          Circuit did not limit the bar to "only" those claims that were              
          canceled from the original application.  The Federal Circuit                
          continued that "the patentee is free to acquire, through reissue,           
          claims that are narrower in scope than the canceled claims," but            
          recognized that "[t]he subject matter of the claims is not alone            
          controlling."  Id.  In other words, merely being narrower in                
          scope than the canceled claims may not be sufficient to overcome            
          the recapture bar.  In fact, in analyzing the facts in Ball, the            



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