Ex Parte Whitman et al - Page 4




                    Appeal No. 2006-1361                                                                                                                                                      
                    Application No. 09/997,019                                                                                                                                                

                                    which is considerably smoother than upper dielectric surface 58.                                                                                          
                                    Ideally, upper smoothening surface 62 is largely planar.  In actuality,                                                                                   
                                    there may be slight depressions in upper smoothening surface 62 at                                                                                        
                                    the locations of the deepest parts of the depressed portion of upper                                                                                      
                                    dielectric surface 58.  Compared to upper dielectric surface 58, upper                                                                                    
                                    smoothening surface 62 is largely planar. [column 6, lines 29-36,                                                                                         
                                    emphasis added].                                                                                                                                          

                    It is clear from this paragraph that the upper surface 62 of smoothening layer 60 in Wang is                                                                              
                    intended to be, or is ideally, planar.  We interpret this paragraph to mean that a true planar                                                                            
                    surface may not always be achieved in actuality based on the depressions of the dielectric                                                                                
                    layer and the properties of the smoothening material.  Since this paragraph states that there                                                                             
                    may be slight depressions, it also suggests that there may not be slight depressions.                                                                                     
                    Therefore, we interpret this paragraph of Wang as disclosing that a planar upper surface may                                                                              
                    not always be achieved, but the intent is to select materials and conditions such as                                                                                      
                    temperature that are appropriate for achieving the ideal “largely planar” surface.                                                                                        
                    With respect to claims 2, 6, 7 and 19-22, since these claims depend from claim 1 and                                                                                      
                    have not been separately argued by appellants, we also sustain the examiner’s anticipation                                                                                
                    rejection of these claims.                                                                                                                                                
                    With respect to claim 10, appellants argue that Wang is clearly limited to applying the                                                                                   
                    smoothening layer in such a manner that the depressed portions of the dielectric surface are                                                                              
                    completely filled while the peaks are covered [brief, page 11].  The examiner responds that                                                                               
                    during the spinning process, initially the peaks are not covered with the smoothening                                                                                     
                    material, but eventually, all the surface is uniformly coated as a result of the spinning                                                                                 
                    operation and that this operation is indistinguishable from Wang [answer, page 15].                                                                                       
                    Appellants respond that claim 10 refers to the state of the wafer after the spinning process                                                                              
                    has been completed.  They argue that planarization in Wang occurs in a subsequent process                                                                                 
                    [reply brief, pages 4-5].                                                                                                                                                 
                    We will not sustain the examiner’s anticipation rejection of claim 10.  Claim 10 depends                                                                                  
                    from claim 1 and further limits the spreading step.  The spreading step of claim 1 results in                                                                             

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