Ex Parte Matsumoto - Page 14



             Appeal No. 2006-1654                                                                                   
             Application No. 09/929,488                                                                             



             Blauwe, 736 F.2d at 705, 222 USPQ at 196 (“It is well settled that                                     

             unexpected results must be established by factual evidence.  Mere argument                             

             or conclusory statements in the specification does not suffice.”) citing In re                         

             Lindner, 457 f.2d 506, 508, 173 USPQ 356, 358 (CCPA 1972) [emphasis                                    

             added].  We note that the Court of Appeals for the Federal Circuit has                                 

             further determined that arguments of counsel cannot take the place of                                  

             evidence in the record.  In re Geisler, 116 F.3d at 1471, 43 USPQ2d at 1365                            

             [emphasis added].                                                                                      

                    In the instant case, we note that appellant has failed to provide a                             

             showing supported by an appropriate affidavit or declaration demonstrating                             

             that the claimed range of 0.5 to 4.0 degrees of the second alignment layer is                          

             critical and that it achieves unexpected results relative to the prior art range                       

             disclosed by Baur.  In particular, we note that there is no evidence appendix                          

             contained within the brief.  See 37 C.F.R. §§ 41.37(c)(1)(ix) and 41.33(d).                            

             Therefore, we conclude that appellant’s assertions of unexpected results                               

             constitute mere argument and conclusory statements in the specification                                

             that cannot establish patentability.  Accordingly, we will sustain the                                 

             examiner’s rejection of representative claim 1 for essentially the same                                

             reasons argued by the examiner in the answer.  Because we have                                         




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