Ex Parte Ota et al - Page 4

                 Appeal 2006-1736                                                                                         
                 Application 10/471,180                                                                                   

                 In this regard, in order to rely on a document as prior art with respect to the                          
                 appealed claims under 35 U.S.C. §§ 102(e) and 103(a), the Examiner must                                  
                 establish that the document is in fact applicable as prior art to the claims.                            
                         In this regard, we are cognizant that the Examiner referred to page 3,                           
                 lines 40-45, page 4, lines 34-43 and other sections of the provisional                                   
                 application referenced in Gabrys in the Answer.  However, the Examiner has                               
                 not fully explained how those portions of the provisional application furnish                            
                 § 112, first paragraph support for at least the inventive teachings that the                             
                 Examiner relies upon in rejecting the appealed claims, which are disclosed                               
                 in the Gabrys’ patent.  See In re Wertheim 646 F.2d 527, 537, 209 USPQ                                   
                 554, 564 (CCPA 1981)(“[T]he determinative question here is whether the                                   
                 invention claimed in the Pflunger patent finds a supporting disclosure in                                
                 compliance with § 112, as required by § 120, in the 1961 Pflunger I                                      
                 application so as to entitle that invention in the Pflunger patent, as “prior                            
                 art,” to the filing date of Pflunger I.  Without such support, the invention,                            
                 and its accompanying disclosure, cannot be regarded as prior art as of that                              
                 filing date.”).  In responding to this Remand, the Examiner should review                                
                 Wertheim respecting  the determination of  a § 120/§ 102(e)  prior art date                              
                 therein and consider how the court’s reasoning set forth in that decision may                            
                 or may not analogously apply to the present § 102(e) /§ 119(e) prior art date                            
                 sought to be accorded the applied patent by the Examiner.  Also, see MPEP                                
                 § 706.02, subsection V. (D), and § 706.02(f)(1), subsection II., Example 2                               
                 (8th ed., Rev. 3, August 2005).                                                                          
                         Accordingly, the Examiner is required to take appropriate action                                 
                 consistent with current examining practice and procedure to address the                                  


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