Ex Parte Aleles et al - Page 33



             Appeal No. 2006-2248                                                                               
             Application No. 10/158,618                                                                         

                   The same policy considerations that prevent a patentee from urging                           
             equivalents within what the Supreme Court refers to as “surrendered territory”                     
             should prima facie prohibit the patentee from being able to claim subject matter                   
             within the surrendered territory in reissue.  Accordingly, the “surrendered subject                
             matter” that may not be recaptured through reissue should be presumed to include                   
             subject matter broader than the patent claims in a manner directly related to (1)                  
             limitations added to the claims by amendment (either by amending an existing                       
             claim or canceling a claim and replacing it with a new claim with that limitation) to              
             overcome a patentability rejection and (2) limitations argued to overcome a                        
             patentability rejection without amendment of a claim.  These presumptions are                      
             believed to place practical and workable burdens on examiners and applicants.                      
                                                     (11)                                                       
                                   Admissible evidence in rebuttal showing                                      
                   As in the case of surrender when applying the doctrine of equivalents, a                     
             reissue applicant should have an opportunity to rebut any prima facie case made by                 
             an examiner.                                                                                       
                   What evidence may an applicant rely on to rebut any prima facie case of                      
             recapture?                                                                                         

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