Ex Parte BALABAN et al - Page 5



                       Appeal No. 2006-3105                                                                                                                        
                       Application No. 09/397,494                                                                                                                  

                                                                       35 U.S.C. § 103                                                                             
                                 In rejecting claims under 35 U.S.C. § 103, the Examiner bears the initial burden                                                  
                       of presenting a prima facie case of obviousness.  See In re Rijckaert, 9 F.3d 1531, 1532,                                                   
                       28 USPQ2d 1955, 1956 (Fed. Cir. 1993).  A prima facie case of obviousness is                                                                
                       established by presenting evidence that the reference teachings would appear to be                                                          
                       sufficient for one of ordinary skill in the relevant art having the references before him to                                                
                       make the proposed combination or other modification.  See In re Lintner, 458 F.2d 1013,                                                     
                       1016, 173 USPQ 560, 562 (CCPA 1972).  Furthermore, the conclusion that the claimed                                                          
                       subject matter is prima facie obvious must be supported by evidence, as shown by some                                                       
                       objective teaching in the prior art or by knowledge generally available to one of ordinary                                                  
                       skill in the art that would have led that individual to combine the relevant teachings of the                                               
                       references to arrive at the claimed invention.  See In re Fine, 837 F.2d 1071, 1074, 5                                                      
                       USPQ2d 1596, 1598 (Fed. Cir. 1988).  Rejections based on § 103 must rest on a factual                                                       
                       basis with these facts being interpreted without hindsight reconstruction of the invention                                                  
                       from the prior art.  The Examiner may not, because of doubt that the invention is                                                           
                       patentable, resort to speculation, unfounded assumption or hindsight reconstruction to                                                      
                       supply deficiencies in the factual basis for the rejection.  See In re Warner, 379 F.2d                                                     
                       1011, 1017, 154 USPQ 173, 177 (CCPA 1967), cert.denied, 389 U.S. 1057 (1968).  Our                                                          
                       reviewing court has repeatedly cautioned against employing hindsight by using the                                                           
                       appellant's disclosure as a blueprint to reconstruct the claimed invention from the isolated                                                
                       teachings of the prior art.  See, e.g., Grain Processing Corp. v. American Maize-Prods.                                                     
                       Co., 840 F.2d 902, 907, 5 USPQ2d 1788, 1792 (Fed. Cir. 1988).                                                                               


                                                                                5                                                                                  



Page:  Previous  1  2  3  4  5  6  7  8  9  10  11  12  13  14  Next 

Last modified: November 3, 2007