Ex Parte Hollingsworth - Page 8



                Appeal 2007-0040                                                                             
                Application 10/170,069                                                                       
                Patent 6,073,699                                                                             

                      9. Simultaneously with the Second Preliminary Amendment,                               
                Appellant filed an Information Disclosure Statement (“IDS”) citing six prior                 
                art references and an International Search Report (listing the six references)               
                from the International Application PCT/GB99/00664 corresponding to the                       
                original application.                                                                        
                      10. The prior art submitted with the IDS included:                                     
                      Holmes   US 1,021,984 Apr. 2, 1912                                                     
                      Schivley   US 4,834,441 May 30, 1989                                                   
                      Stringfellow   EP 0171144  Oct. 18, 1989                                               
                      11. The International Search Report indicated for claims 1-5 of the                    
                PCT application3, with respect to Holmes and Schivley each taken                             
                separately, that “the claimed invention cannot be considered novel or cannot                 
                be considered to involve an inventive step when the document is taken                        
                alone.”                                                                                      
                      12. Which respect to the original application, Holmes, Schivley,                       
                and Stringfellow are prior art under 35 U.S.C. § 102(b).                                     
                      13. On September 9, 1999, the Examiner entered a Non-Final                             
                Office Action (“Non-Final Action”).                                                          
                      14. Claims 7-8, 10-15, 19, and 21-27 were rejected on various                          
                grounds.                                                                                     

                                                                                                            
                3 Appellant’s International Publication WO 99/45230 of International                         
                Application PCT/GB99/00664 shows that, although they are not duplicates,                     
                the contents of PCT claims 1-5 does correspond to originally filed                           
                claims 1-5 of Appellant’s original application 09/036,271.                                   
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