Ex Parte Daskal - Page 2

                Appeal 2007-0137                                                                             
                Application 09/489,655                                                                       
                over Van Iten (US 5,188,625, issued February 23, 1993).  We have                             
                jurisdiction over this appeal under 35 U.S.C. § 6 (2002).                                    
                      A paper styled "RULE 1.132 DECLARATION OF SHERRY                                       
                DASKAL" (hereinafter "Daskal Declaration") is appended to the Appeal                         
                Brief (filed October 18, 2002) as Exhibit 6 and referred to on page 15                       
                (footnote 4) of the Appeal Brief.  The Appeal Brief does not indicate                        
                whether the Daskal Declaration was previously of record in the application                   
                and, if so, the date of its submission.  Our review of the electronic records                
                for this application did not reveal submission of the Daskal Declaration prior               
                to its submission as Exhibit 6 in the Appeal Brief.  The Examiner's Answer                   
                (mailed October 3, 2003) makes no reference to the Daskal Declaration.                       
                Therefore, the record is not clear as to whether the Daskal Declaration has                  
                been entered and considered by the Examiner.                                                 
                      The Appeal Brief also refers to a paper styled "RULE 1.132                             
                DECLARATION OF RABBI SHMUEL NEIMAN" (hereinafter "Neiman                                     
                Declaration") appended as Exhibit 4 (Appeal Br. 4, 5, 17, 18).  Our review                   
                of the electronic record for this application revealed that the Neiman                       
                Declaration was submitted in the application on January 23, 2002, but did                    
                not reveal any reference to the Neiman Declaration by the Examiner.  The                     
                record thus is not clear as to whether the Neiman Declaration has been                       
                considered by the Examiner.                                                                  
                      We also note that neither the Neiman Declaration nor the Daskal                        
                Declaration meets the requirements of 37 C.F.R. §§ 1.132 and 1.68 in that                    
                neither includes a warning that willful false statements and the like are                    
                punishable by fine or imprisonment, or both (18 U.S.C. § 1001) and may                       
                jeopardize the validity of the application or any patent issuing thereon.                    

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