Ex Parte Fraser et al - Page 3

                Appeal 2007-0251                                                                              
                Application 10/085,310                                                                        

                      Appellants submit that the claim preamble limits the structure of the                   
                claimed invention to a handheld computer that can be conveniently stored in                   
                a pocket.  We find nothing in the preamble, nor in the body of the claim, that                
                mentions storage in any pocket.  The body of the claim appears to set forth a                 
                structurally complete invention, without the need to presume that the                         
                preamble further sets forth structure that is necessary for completion.  The                  
                preamble thus may be read as merely providing a name for the device.  The                     
                preamble of a claim does not limit the scope of the claim when it merely                      
                states a purpose or intended use of the invention.  In re Paulsen, 30 F.3d                    
                1475, 1479, 31 USPQ2d 1671, 1673 (Fed. Cir. 1994).                                            
                      Appellants further submit that the preamble has been relied upon                        
                during prosecution to distinguish the claimed invention from Moriconi, and                    
                thus represents a limitation, relying on a quotation from Catalina Mktg. Int’l                
                v. Coolsavings.com, Inc., 289 F.3d 801, 808-09, 62 USPQ2d 1781, 1785                          
                (Fed. Cir. 2002).                                                                             
                      In our view, the assertion of a principle relating to a patent                          
                controversy in U.S. District Court (infringement) litigation is misplaced.                    
                Here, there is no “prosecution history” because the prosecution is ongoing;                   
                the history is thus incomplete.  Further, unlike proceedings in a District                    
                Court, the claims in an application may be amended to be commensurate                         
                with arguments made during prosecution, to the extent the amendments are                      
                supported by the disclosure, and thus remedy uncertainty as to the scope of a                 
                claim.  “An essential purpose of patent examination is to fashion claims that                 
                are precise, clear, correct, and unambiguous.  Only in this way can                           



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