Ex Parte Awokola et al - Page 4

                Appeal 2007-0296                                                                                
                Application 09/873,714                                                                          

                agree with Appellants, however, that Richard teaches using phosphoric acid                      
                esters to improve adhesion between vinyl resin layers (col. 1, ll. 6-9; col. 2,                 
                ll. 54-61) and not to a metal substrate as in claim 1 and Maag.  While the                      
                disclosure at lines 55-60 in column 1 of Richard refers to providing strong                     
                adhesive bonds to metal substrates, we share the Appellants' view that this                     
                disclosure must be interpreted as relating to prior art compositions for the                    
                reasons fully detailed by Appellants (Br. 11-12; Reply Br. 4-5).                                
                       In the rejection of claim 1, the Examiner also concludes that Maag's                     
                disclosure of (meth)acrylic acid esters as a monounsaturated reactive diluent                   
                (col. 3, ll. 13-20) would have suggested the specific ester product formed by                   
                reacting (meth)acrylic acid with cycloaliphatic alcohol as claimed by                           
                Appellants.  We disagree.  Maag's non-categorical genus is evidentially                         
                inadequate to support this conclusion.2                                                         
                       This evidential inadequacy is not supplied by Brehm which is relied                      
                on for suggesting the specific cycloaliphatic-derived ester of claim 8,                         
                namely, isobornyl (meth)acrylate.  While such an ester is used as a                             
                monofunctional reactive thinner in the composition of Brehm, this                               
                composition is for coating thermoplastic materials (col. 6, ll. 33-35) at                       
                thicknesses which must not exceed 50 microns in order to avoid cracking                         

                                                                                                               
                2  In an attempt to further support this conclusion of obviousness, the                         
                Examiner refers to a non-applied reference (i.e., US 6,340,733 to Stark                         
                et al.) in the "Response to Argument" section of the Answer (Answer 7).                         
                It is well established that such reliance on a non-applied reference is wholly                  
                improper.  In re Hock, 428 F.2d 1341, 1342 n.3, 166 USPQ 406, 407 n.3;                          
                Manuel of Patenting Examining Procedure (MPEP) § 706.02(j)(Rev. 5, Aug.                         
                2006).  Therefore, we have not considered this reference in our disposition                     
                of this appeal.                                                                                 
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