Ex Parte Lee - Page 6

                Appeal 2007-1033                                                                               
                Application 10/091,061                                                                         

                were administered to tumor-bearing mice, alone or in combination                               
                (Declaration ¶¶ 10-13).  The results show that the combination of                              
                capecitabine and ixabepilone resulted in slower tumor growth and greater                       
                anti-tumor efficacy (id. at ¶ 14).  Dr. Lee declared that the results                          
                “demonstrated [that] a synergistic effect is obtained in preclinical studies                   
                involving the administration of ixabepilone and capecitabine, in                               
                combination, and that [he] found this effect to be surprising” (id. at ¶ 15).                  
                      “Synergism, in and of itself, is not conclusive of unobviousness in that                 
                synergism might be expected.”  In re Kollman, 595 F.2d 48, 55 n.6, 201                         
                USPQ 193, 198 n.6 (CCPA 1979).  “[H]owever, when an applicant                                  
                demonstrates substantially improved results . . . and states that the results                  
                were unexpected, this should suffice to establish unexpected results in the                    
                absence of evidence to the contrary.”  In re Soni, 54 F.3d 746, 751, 34                        
                USPQ2d 1684, 1688 (Fed. Cir. 1995) (emphases in original).                                     
                      The Examiner does not dispute that the data in the Declaration show                      
                synergism, or that a synergistic effect was unexpected.  Rather, the                           
                Examiner argues that “the Declaration is not relevant because it is not                        
                commensurate with the scope of the claims” (Answer 10).  In particular, the                    
                Examiner argues that:  (a) “the claims are drawn [to] various cancers, of                      
                which the Declaration has support for only colon cancer”; (b) “there is only                   
                one data point in the Declaration drawn to 10 mg/kg of compound (1) and                        
                250 mg/kg/adm of capecitabine, whereas the claims are drawn to all dosage                      
                ranges of both compound (1) and capecitabine”; and (c) “the results of the                     
                Declaration clearly provide only a delay in tumor growth, while the claims                     



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