Ex Parte Higashi et al - Page 8

                Appeal 2007-1529                                                                              
                Application 10/385,722                                                                        

                to Appellants’ disclosed forging conditions.  Moreover, Kojima teaches that                   
                fine crystal grain sizes can be produced during warm rolling (forging) steps                  
                due to dynamic recrystallization (Kojima 9).                                                  
                      Consequently, we do not find Appellants’ arguments persuasive of                        
                any reversible error in the Examiner’s obviousness determination with                         
                respect to the representative claim 1 method.  In this regard, we note that one               
                of ordinary skill in the art would have been led to employ grain sizes and                    
                forging conditions in EP ‘710 that avoid cracking of the forged product (EP                   
                ‘710, ¶ 0084).  Thus, Appellants’ comments in the Briefs concerning their                     
                findings as to how to avoid cracking are not persuasive of reversible error in                
                the rejection before us.  Moreover, we note that representative claim 1 is not                
                limited to a particular strain rate or crystal grain size exclusive of those                  
                suggested by EP ‘710 in combination with Kojima.  Furthermore,                                
                Appellants’ contentions concerning more than one forging step are                             
                unavailing in light of our finding that the use of multiple forging steps is                  
                well-known in the shaping of alloys.  It follows that the Examiner’s prima                    
                facie obviousness conclusion as to claims 1-7, 23, and 25-29 has not been                     
                shown to be in error, on this record.                                                         
                      Concerning Appellants’ assertion of unexpected results/criticality for                  
                the claimed grain sizes (Reply Br. 4-6), we note that Appellants bear the                     
                burden to establish the factual basis for unexpected results for the claimed                  
                invention sufficient to rebut the prima facie case of obviousness established                 
                by the Examiner.  See, e.g., In re Klosak, 455 F.2d 1077, 1080, 173 USPQ                      
                14, 16 (CCPA 1972).                                                                           



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