California Commercial Code CHAPTER 4 - Registration

• Section 8401.
  (a) If a certificated security in registered form is presented to an issuer with a request to register transfer or an instruction is presented to an...
• Section 8402.
  (a) An issuer may require the following assurance that each necessary endorsement or each instruction is genuine and authorized:(1) In all cases, a guaranty of the signature...
• Section 8403.
  (a) A person who is an appropriate person to make an endorsement or originate an instruction may demand that the issuer not register transfer of a...
• Section 8404.
  (a) Except as otherwise provided in Section 8406, an issuer is liable for wrongful registration of transfer if the issuer has registered a transfer of a...
• Section 8405.
  (a) If an owner of a certificated security, whether in registered or bearer form, claims that the certificate has been lost, destroyed, or wrongfully taken, the...
• Section 8406.
  If a security certificate has been lost, apparently destroyed, or wrongfully taken, and the owner fails to notify the issuer of that fact within a...
• Section 8407.
  A person acting as authenticating trustee, transfer agent, registrar, or other agent for an issuer in the registration of a transfer of its securities, in...

Last modified: October 22, 2018