Georgia Code, Title 10, Chapter 5, Article 5 - Violations, Penalties, and Civil Liability

• § 10-5-50 - Unlawful Practices With Offer, Sale, or Purchase of Security
  It is unlawful for a person, in connection with the offer, sale, or purchase of a security, directly or indirectly: (1) To employ a...
• § 10-5-51 - Fraud or Deceit Unlawful; Adoption of Rule
  (a) It is unlawful for a person that advises others for compensation, either directly or indirectly, or through publications or writings, as to the...
• § 10-5-52 - Civil and Criminal Proceedings
  (a) In a civil action or administrative proceeding under this chapter, a person claiming an exemption, exception, preemption, or exclusion has the burden to...
• § 10-5-53 - Order or Rule May Require Filing of Prospectus and Additional Information
  (a) Except as otherwise provided in subsection (b) of this Code section, a rule adopted or order issued under this chapter may require the...
• § 10-5-54 - Unlawful to Make False or Misleading Statements
  It is unlawful for a person to make or cause to be made, in a record that is used in an action or proceeding...
• § 10-5-55 - Filing Under This Chapter Does Not Constitute a Finding by Commissioner that Records are Accurate or Upon the Merits or Qualifications of Any Person
  The filing of an application for registration, a registration statement, a notice filing under this chapter, the registration of a person, the notice filing...
• § 10-5-56 - Liability for Defamation Related to Information Contained in Record
  A broker-dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative is not liable to another broker-dealer, agent, investment adviser, federal covered...
• § 10-5-57 - Penalties for Violations
  (a) A person that willfully violates this chapter, or a rule adopted or order issued under this chapter, except Code Section 10-5-53 or the...
• § 10-5-58 - Enforcement of Civil Liability; Damages
  (a) Enforcement of civil liability under this Code section is subject to the Securities Litigation Uniform Standards Act of 1998, 112 Stat. 3227.(b) A...
• § 10-5-59 - Exemptions to Liability
  A purchaser, seller, or recipient of investment advice may not maintain an action under Code Section 10-5-58 if: (1) The purchaser, seller, or recipient...

Last modified: October 14, 2016