[§485A-410] Filing fees. (a) A person shall pay a fee of $200 when initially filing an application for registration as a broker-dealer and a fee of $200 when filing a renewal of registration as a broker-dealer.
(b) The fee for an individual is $50 when filing an application for registration as an agent, a fee of $50 when filing a renewal of registration as an agent, and a fee of $50 when filing for a transfer of registration as an agent.
(c) A person shall pay a fee of $100 when filing an application for registration as an investment adviser and a fee of $100 when filing a renewal of registration as an investment adviser.
(d) The fee for an individual is $50 when filing an application for registration as an investment adviser representative, a fee of $50 when filing a renewal of registration as an investment adviser representative, and a fee of $50 when filing for a transfer of registration as an investment adviser representative.
(e) A federal covered investment adviser required to file a notice under section 485A-405 shall pay an annual fee of $100.
(f) A person required to pay a fee under this section may transmit the fee through or to a designee of the commissioner as provided in a rule adopted or order issued under this chapter.
(g) The fee for copies of documents filed in the office of the commissioner shall be 25 cents per page. [L 2006, c 229, pt of §1]
Section: Previous 485a-403 485a-404 485a-405 485a-406 485a-407 485a-408 485a-409 485a-410 485a-411 485a-412 485a-501 485a-502 485a-503 485a-504 485a-505 NextLast modified: October 27, 2016