Nevada Revised Statutes Section 673.840 - Financial Institutions

Sale or offer to sell securities without license or for failure to secure license or pay fee or penalty. Any person doing business in this state, as described in NRS 673.070, who:

1. Sells or offers for sale within this state any securities of any company, association or corporation which has not received the license provided for in NRS 673.080 and 673.250;

2. Fails to secure the license provided for in NRS 673.270; or

3. Fails to pay a fee or penalty as provided in NRS 673.430,

Ê is guilty of a misdemeanor for each such violation.

Last modified: February 26, 2006