§ 6.1-425.2. Filing of written report with Commissioner; events impacting activities of registrant
Within 15 days of becoming aware of the occurrence of any of the events listed below, a registrant shall file a written report with the Commissioner describing such event and its expected impact on the activities of the registrant in the Commonwealth:
1. The filing for bankruptcy or reorganization by the registrant;
2. The institution of revocation or suspension proceedings against the registrant by any state or governmental authority;
3. The denial of the opportunity to engage in business by any state or governmental authority;
4. Any felony indictment of the registrant or any of its employees, officers, directors or principals;
5. Any felony conviction of the registrant or any of its employees, officers, directors, or principals; and
6. Such other events as the Commissioner may determine and identify by rule.
(2003, c. 386.)
Sections: Previous 6.1-422 6.1-422.1 6.1-423 6.1-423.1 6.1-423.2 6.1-424 6.1-425 6.1-425.1 6.1-425.2 6.1-426 6.1-427 6.1-428 6.1-429 6.1-430 6.1-431 NextLast modified: April 2, 2009