Ex parte LARIVIERE - Page 6




          Appeal No. 96-0324                                                          
          Application 08/045,747                                                      



          As a consequence of our review, we have made the determination              
          that the examiner's respective rejections of claims 1 through 16            
          and 18 under 35 U.S.C. § 102 and § 103 will not be sustained.               
          Our reasons follow.  In addition, pursuant to our authority under           
          37 CFR § 1.196(b), we have also decided to enter a new rejection            
          of appealed claims 7 and 8 under 35 U.S.C. §§ 102(b)/103 based              
          on the Schwinn patent which is of record in the application.                


                    Like appellant (brief, pages 6-8), in reviewing the               
          examiner's rejection of claims 1, 2, 7 and 8 under 35 U.S.C.                
          § 102(b) based on Smith, we note that Smith clearly does not                
          include "tubular furcations" as required in independent claims 1            
          and 7.  The examiner's position (answer, page 9) that "[b]ecause            
          the disclosure of Smith is silent as to element 17, Smith is                
          capable of having a tubular configuration," and that appellant's            
          Jepson-format claim 1 "attests to the conventionality of tubular            
          furcations . . ." is of no moment given that the rejection under            
          review is based on anticipation under 35 U.S.C. § 102(b) and                
          not obviousness under 35 U.S.C. § 103.  An anticipation under               
          35 U.S.C. § 102(b) is established only when a single prior art              
          reference discloses, either expressly or under principles of                


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