Ex parte WERBITZKY et al. - Page 6




          Appeal No. 1995-3054                                                         
          Application No. 08/059,384                                                   


               The references relied upon by the examiner are:2                        
          Lindel et al. (Lindel)        4,927,938                 May  22,             
          1990                                                                         
          Jelich                        4,958,025                 Sep. 18,             
          1990                                                                         
          Hendrickson et al. (Hendrickson), “Oxidation and Reduction in                
          Synthesis Sec. 18-8", Organic Chemistry, Third Edition, (1970)               
          page 782.                                                                    
          1.                                                                           
               The sole issue  in the appeal is whether claims 1-16 were3                                                         
          properly rejected under 35 U.S.C. § 103 as unpatentable over                 
          the combination of Hendrickson, Lindel and Jelich.  We reverse               
          this rejection.                                                              
                                      Discussion                                       




               2    In the "Response to argument" (Answer, pp. 7-24),                  
          the examiner mentions three additional references.  As stated                
          in In re Hoch, 428 F.2d 1341, 1342 n.3, 166 USPQ 406, 407 n.3                
          (CCPA 1970) ("[w]here a reference is relied on to support a                  
          rejection, whether or not in a 'minor capacity,' there would                 
          appear to be no excuse for not positively including the                      
          reference in the statement of the rejection").  Since these                  
          references have not been included in the statement of the                    
          rejection, we have not considered them in reaching our                       
          decision in this appeal.                                                     
               3    In the Answer, claim 2 was the subject of a "new                   
          ground of rejection" based on 35 U.S.C. § 112, second                        
          paragraph (Answer, pp. 5-6).  However, that rejection was                    
          withdrawn by the examiner in the Supplemental Examiner's                     
          Answer (see Paper No. 20, p. 1).                                             
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