Ex parte SPECK - Page 3




               Appeal No. 95-5133                                                                                                      
               Application 08/135,523                                                                                                  


                       Claim 1 is directed to a method of preventing atherosclerosis and/or treating hyperlipidemia or                 

               atherosclerosis using structurally defined pyridoxine derivatives.  Claim 14 is directed to a composition               

               comprising a pharmaceutically acceptable carrier in combination with the structurally defined pyridoxine                

               derivatives.  The pyridoxine derivative are stated to be present in the composition in an amount effective              

               to prevent atherosclerosis and/or to treat hyperlipidemia or atherosclerosis.  In both claims 1 and 14,                 

               when R and R together are oxygen and X is H, the pyridoxine derivative is pyridoxal.1       2                                                                                                       
                                                         BACKGROUND                                                                    

                       The applicant's invention, as described at page 1 of the specification, is directed  to use of                  

               pyridoxine derivatives in the prevention and treatment of hyperlipidemia  and atherosclerosis.                          

                                              The Rejection under 35 U.S.C. § 102                                                      

                       Claim 14 stands rejected under 35 U.S.C. § 102 as anticipated by Merck.  The examiner relies                    

               on Merck as disclosing  an aqueous and alcoholic composition comprising 1 gram of pyridoxal                             

               dissolved in 2ml. of water.  The examiner compares the composition of Merck to the composition of                       

               claim 14 and refers to the specification, page 12, last 2 lines through page 13, first 2 lines, which                   

               discloses daily dosages of 20mg and 1000mg in 1-3 doses, as supporting the determination that the                       

               amount of pyridoxal disclosed in the aqueous composition of the reference corresponds to the claimed                    

               "amount . . .  effective to prevent atherosclerosis and/or to treat hyperlipidemia or atherosclerosis"                  

               required by claim 14.  Where functional language is used, it is appropriate to look to the specification                


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