Ex parte ALLEN et al. - Page 6




          Appeal No. 97-3173                                                          
          Application No. 08/462,310                                                  


          Thus, even if Austin were modified in view of Bernier and                   
          Strickland, as set forth in the rejection, all the limitations              
          of claim 43 would not have been suggested by the applied prior              
          art.5                                                                       
               Even if we agreed with the examiner that Austin would                  
          have suggested locating spikes in the shank section, we still               
          could not sustain the stated rejection.  In this regard, claim              
          43 requires "a single frame embedded in the sole and extending              
          across all sections . . . wherein the frame further includes                
          rod shaped ribs that interconnect each of the spike sockets to              
          at least two other spike sockets."  The examiner acknowledges               
          that Austin does not show a frame including rod shaped ribs                 
          that interconnect each of the spike sockets to at least two                 
          other spike sockets (answer, page 4).  To solve this                        
          deficiency in Austin, the examiner relies on Strickland which               
          is described as teaching                                                    

               5The examiner also refers to U.S. Patent No. 2,416,526 (Koenig) as     
          showing spike sockets extending in the shank section (answer, page 6).      
          However, the examiner has not included this reference in the statement of the
          rejection.  Where a reference is relied on to support a rejection, whether or
          not in a minor capacity, there is no excuse for not positively including the
          reference in the statement of the rejection.  In re Hoch, 428 F.2d 1341, 1342
          n.3, 166 USPQ 406, 407 n.3 (CCPA 1970).  See also Ex parte Raske, 28 USPQ2d 
          1304, 1305 (Bd. Pat. App. & Int. 1993).  Accordingly, we have not considered
          the teachings of Koenig in reviewing the merits of the appealed rejection.  
                                          6                                           





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