Ex parte SCHULZ - Page 6




          Appeal No. 99-0158                                                          
          Application 08/616,787                                                      


               with an external diameter greater than the internal                    
               diameter of the tube to be plugged; heating the plug                   
               to the prescribed temperature for imparting its                        
               “memory” configuration; thereafter cooling the same                    
               to a temperature below the minimum limit of the                        
               transition range of temperatures for the plug                          
               material where the plug is imparted with its                           
               “intermediate” configuration.  Thereafter the plug                     
               is applied to the tube to be plugged and heated to a                   
               temperature above the upper limit of its transition                    
               range whereby the tube is caused to attempt to                         
               assume its memory configuration and in so doing is                     
               expanded into tight plugging engagement within the                     
               tube interior [column 2, lines 18 through 33].                         
               According to the examiner,                                             
               even though Greacen fails to expressly state that                      
               the plug has a higher coefficient of thermal                           
               expansion than                                                         

               that of the tube, Greacen is considered to stand for                   
               such a proposition because it recognizes that the                      
               thermal properties of two members can be utilized to                   
               expand one member relative to the other.                               
                    Because one having ordinary skill in the art                      
               recognizes that the most efficient use of the                          
               Fields’ apparatus could be realized if the                             
               pressurizing fluid was not allowed to escape from                      
               the ends of the tube, one would have found it                          
               obvious to employ the tube plugging method of                          
               Greacen in the process of Fields in order to ensure                    
               that no pressurizing fluid is allowed to escape                        
               [from] the ends of the tube while the tube is being                    
               deformed thereby.  When the tube plugging method of                    
               Greacen is incorporated into the process of Fields,                    
               the end caps will press the tube ends against the                      
               internal die surface.                                                  

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