Ex parte SRIVASTAVA - Page 7


            Appeal No. 1996-2009                                                      
            Application No. 07/982,193                                                



            vector, to establish the prima facie case of obviousness,                 
            the prior art would have to also reveal that, in so                       
            including the promoter, those of ordinary skill would                     
            have had a reasonable expectation of success in obtaining                 
            an AAV vector with cell-specific gene expression.  "Both                  
            the suggestion and the reasonable expectation of success                  
            must be founded in the prior art, not in the applicant's                  
            disclosure."  In re Vaeck, 947 F.2d 488, 493, 20 USPQ2d                   
            1438, 1442 (Fed. Cir. 1991).2  The burden rests on the                    
            examiner to support the prima facie case of obviousness                   
            with a showing that in combining the promoters there                      
            would have been a reasonable expectation of success in                    
            obtaining the claimed vector.  Here that has not been                     
            done.                                                                     


                 Whether the combination of the p40 and an Izban                      
            promoter in the AAV expression vector would yield "an                     
                                                                                      
                 2 "Where claimed subject matter has been rejected as                 
            obvious in view of a combination of prior art references,                 
            a proper analysis under ' 103 requires, inter alia,                       
            consideration of two factors: (1) whether the prior art                   
            would have suggested to those of ordinary skill in the                    
            art that they should make the claimed composition or                      
            device, or carry out the claimed process; and (2) whether                 
            the prior art would also have revealed that in so making                  
            or carrying out, those of ordinary skill would have a                     
            reasonable expectation of success.  See In re Dow                         
            Chemical Co., 837 F.2d 469, 473, 5 USPQ2d 1529, 1531                      
            (Fed. Cir. 1988).  Both the suggestion and the reasonable                 
            expectation of success must be founded in the prior art,                  
            not in the applicant's disclosure.  Id."                                  
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