Ex parte SRIVASTAVA - Page 9


            Appeal No. 1996-2009                                                      
            Application No. 07/982,193                                                



            made out a prima facie case of obviousness.                               
                 We now turn to the second scenario, whereby the                      
            prima facie case of obviousness is predicated on                          
            substituting Izban's cell-specific promoter for, rather                   
            than including it with, Lebkowski's p40.  Here also the                   
            examiner has not shown that there would have been a                       
            reasonable expectation of success in obtaining the                        
            claimed vector by replacing p40 with Izban's promoter.                    
                 To reinforce the prima facie case of obviousness                     
            under the second scenario, the examiner (Examiner's                       
            Answer, p. 7) relies on this passage in Lebkowski (p.                     
            3991):                                                                    
                 Theoretically, all sequences between the two AAV                     
                 inverted repeats can be deleted and replaced by                      
                 exogenous DNA.  In this case, 3,500 to 4,000 bases                   
                 of DNA could be accommodated, allowing for the                       
                 potential introduction of two genes into a given                     
                 cell by a single AAV vector.                                         

            As we understand it, the examiner reasons that this                       
            passage would have suggested to those of ordinary skill                   
            to delete the entire sequence between the ITRs in the AAV                 
            expression vector, which would include p40, resulting in                  
            an open section, and to insert therein not only exogenous                 
            DNA but Izban's cell-specific promoter in place of the                    
            deleted p40.                                                              
                 The difficulty with the examiner's reasoning is that                 
            rather than supporting the prima facie case of                            

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