ELLIS et al. vs. HENRY - Page 5



          Interference No. 103,414                                                   


                    As shown in Figures 3 and 4 of Ellis's application               
          drawings and as explained in the testimony, Ellis's rivets were            
          designed to accommodate as many as three structural members                
          (elements 28a-28c), whereas the pre-existing rivets that were              
          being supplied by Southco to Unistrut were capable of                      
          satisfactorily joining only two structural members (Statement of           
          Facts, ¶ 6).  Henry argues that neither of Ellis's rivet designs,          
          both of which he characterizes as "three-stage" rivets, can be             
          relied on as evidence of priority, because the count is directed           
          to the pre-existing rivet, which Henry characterizes as a "two-            
          stage" rivet of his own design (H.Br.7).  For the following                
          reasons, this "two-stage" characterization of the pre-existing             
          rivet appears to be incorrect.  The record before us does not              
          include a drawing of the pre-existing rivet; although it is                
          allegedly (H.Br. 7) shown in the sketch which accompanied Henry's          
          preliminary statement (paper No. 9), § 1.629(e) precludes Henry            
          from relying on it as evidence of priority. 4  Nevertheless, Henry         
          correctly argues (H.Br. 7-10) that the structure of the pre-               
          existing rivet can be deduced from the testimony and exhibits              
          which explain the development of Ellis's rivet designs.  We note           
          in particular EX 9, one of the drawings of Ellis's three-stage             
          rivet (Statement of Facts, ¶ 11), which shows a shank consisting           
          of three cylindrical portions with diameters of 0.531", 0.500",            
          and 0.406" joined by two tapered portions.  The testimony that             

               4  That provision reads: "A preliminary statement shall not be        
          used as evidence on behalf of the party filing the statement.”             
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