ELLIS et al. vs. HENRY - Page 20



          Interference No. 103,414                                                   


                    15.  On September 29, 1992, Mr. Ellis                            
                    received a telephone call from Unistrut, he                      
                    believes from Mr. Wright, who appeared to be                     
                    satisfied with the partially tapered shank                       
                    design, subject to further testing of a                          
                    sample lot.  (Ellis, ER 9:8-11).  Mr. Ellis                      
                    subsequently advised Mr. O'Rourke on or about                    
                    September 29, 1992 that he had developed a                       
                    rivet in which the three-stage rivet was                         
                    modified to substitute a taper for the middle                    
                    stage on the shank, which he had sent to                         
                    Unistrut and that Unistrut appeared to be                        
                    satisfied subject to further testing of a                        
                    sample lot.  (O'Rourke, ER 3:11-15).  Mr.                        
                    Ellis subsequently advised Mr. Vickers of the                    
                    same information on or about September 30,                       
                    1992.  (Vickers, ER 14:15-18).  Mr. Vickers                      
                    prepared a work order shown in “Ellis Exhibit                    
                    11" dated September 30, 1992 for the rivet                       
                    with tapered shank per samples supplied by                       
                    Mr. Ellis.  (Vickers, ER[] 14:19-15:3).                          
                    16.  On September 29, 1992, Mr. Edmund S.                        
                    Koza, Engineering Technician for Southco                         
                    (Koza, ER 20:1-2), received a Sales Request                      
                    for Information from Mr. Mark S. Rayne,                          
                    Modifications Coordinator for Southco (Rayne,                    
                    ER 18:1-2), in which Mr. Rayne asked Mr. Koza                    
                    to contact Mr. Ellis in relation to Mr.                          
                    Ellis' modified rivet design in order to find                    
                    out specifically what changes had been made.                     
                    A copy of the Sales Request for Information                      
                    is identified as “Ellis Exhibit 4”. (Koza,                       
                    ER 20:3-8).                                                      
                    17.  Mr. Ellis, in response to Unistrut's                        
                    interest in the partially tapered shank                          
                    design, proceeded to prepare a Manufacturing                     
                    Drawing for the production of prototypes                         
                    based on the partially tapered design, which                     
                    Mr. Ellis completed on October 5, 1992.  The                     
                    Manufacturing Drawing which Mr. Ellis                            
                    prepared is identified as ”Ellis Exhibit 15”.                    
                    (Ellis, ER 9:12-16).                                             
                    18.  Mr. Koza, pursuant to Mr. Rayne's                           
                    request, contacted Mr. Ellis[,] who advised                      
                    Mr. Koza of the partially tapered shank                          
                    design and also showed Mr. Koza a drawing of                     
                    the partially tapered shank design which Mr.                     
                    Ellis was preparing, from which Mr. Koza                         
                                        App. 7                                       



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