Ex parte CALVO et al. - Page 5




                     Appeal No. 2001-0700                                                                                                                                              
                     Application 09/154,938                                                                                                                                            


                     rejection.            3,4                                                                                                                                         






                                                                              DISCUSSION                                                                                               


                                The Swedish reference discloses a funnel having two                                                                                                    
                     threaded engaging portions 1 and 2 with respective                                                                                                                
                     stop/sealing shoulders 3 and 4 for engaging and sealing                                                                                                           
                     against threaded container fill openings of different size.                                                                                                       


                                Smith discloses a funnel which “is advantageously one                                                                                                  


                                3In the final rejection (Paper No. 6), claims 1 and 3                                                                                                  
                     also stood rejected under 35 U.S.C. § 112, second paragraph,                                                                                                      
                     as being indefinite.  Upon reconsideration (see page 2 in the                                                                                                     
                     answer), the examiner has withdrawn this rejection.                                                                                                               
                                4 On page 4 in the answer, the examiner refers to U.S.                                                                                                 
                     Patent No. 2,703,670 to Voight to support his position.  This                                                                                                     
                     patent, however, does not appear in the statement of the                                                                                                          
                     appealed rejection.  Where a reference is relied on to support                                                                                                    
                     a rejection, whether or not in a minor capacity, there is no                                                                                                      
                     excuse for not positively including the reference in the                                                                                                          
                     statement of the rejection.  See In re Hoch, 428 F.2d 1341,                                                                                                       
                     1342 n.3, 166 USPQ 406, 407 n.3 (CCPA 1970); and MPEP §                                                                                                           
                     706.02(j).  Accordingly, we have not considered the teachings                                                                                                     
                     of Voight in reviewing the merits of the appealed rejection.                                                                                                      
                                                                                          5                                                                                            





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