Ex parte THORNE et al. - Page 5




              Appeal No. 1997-2080                                                                                         
              Application No. 08/159,939                                                                                   

                     Claims 21, 22, 24, 29 through 32 and 35 stand rejected under 35 U.S.C. 103 as                         
              being unpatentable over Shumin Na and Kelly, while claims 7, 23, 33, and 34 stand                            
              rejected  35 U.S.C. 103 as being unpatentable  over Shumin Na, Kelly and Kato.                               
                     We reverse the examiner’s rejections.                                                                 
                                                       Background                                                          
                     Pullulan, an exopolysaccharide secreted by the fungus Aureobasidium pullulans, is                     
              used in transparent films; oxygen-impermeable, tasteless, odorless coatings for food;                        
              viscosity control agents; etc.  Specification, page 1.  A characteristic, and undesirable,                   
              property of the fungus is that it produces a melanin-like pigment, dark green to black in                    
              color, which contaminates the pullulan during recovery of the product, necessitating a multi-                
              step decoloration treatment before the pullulan can be used.  An additional undesirable                      
              property is that the average molecular weight of accumulated pullulan decreases as                           
              submerged culture in fermentation broth progresses.  Id., page 2.                                            
                     Aureobasidium pullulans is commonly isolated from forest litter, natural waters,                      
              wood, leather, plant surfaces, etc.  It is polymorphic, exhibiting three predominant forms:                  
              elongated branched septate filaments (hyphae); large chlamydospores; and smaller,                            
              elliptical yeast-like single cells.  Id., pages 1 and 2.  According to appellants, “the pigment              
              production characteristic of A. pullulans is associated mainly with the filamentous form and                 
              chlamydospores,” rather than the yeast-like form.  Moreover, wild-type strains “can be                       
              treated to enrich the fraction of yeast-like cells therein, and the yeast-like cells can be                  

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