Ex Parte EVANS et al - Page 7





                 Appeal No. 1997-2374                                                                                                              
                 Application No. 08/064,352                                                                                                        


                 Inc. v. Professional Positioners, Inc. et al., 724 F2d. 965,970, 220 USPQ 577, 581 (Fed.                                          

                 Cir. 1984), quoting Curtis, Patents, sect. 381; Shaw v. Cooper, 7 Pet. 292.5  Here, even                                          

                 if we assumed that monoclonal antibody 83A25 was used more than one year prior to                                                 

                 the filing date of the application, the wording of the agreements strongly suggests that                                          

                 the use would not have been a public one but rather an experimental one.                                                          

                     UR1, VR1 and UR2 are Research Agreements signed by officials from the NIAID                                                   

                 and from the accepting organizations which state, identically, that the “National Institute                                       

                 of Allergy and Infectious Diseases, NIH [NIAID] will furnish” to the accepting                                                    

                 organizations certain research materials under five specified terms:                                                              

                 · Term 1 states that "[y]ou and your organization must retain control over these                                                  
                     materials, use them only for noncommercial research purposes and not redistribute                                             
                     them to others for any purpose." Furthermore, “[a]ny use of these materials which is                                          
                     intended to or may result in the development of a marketable commercial product                                               
                     may be carried out only pursuant” to an agreement with NIAID.                                                                 

                 · Term 2 indicates whether a patent application has been filed and states that “[n]o                                              
                     proprietary rights or licenses are granted by this agreement. NIH may make these                                              
                     materials freely available to other scientists for noncommercial purposes.”                                                   

                 · Term 3 states that the “materials are provided without warranty of merchantability…”                                            

                                                                                                                                                   
                 5  "'The experimental use doctrine operates in the inventor's favor to allow the inventor to refine his                           
                 invention or to assess its value relative to the time and expense of prosecuting a patent application. If it is                   
                 not the inventor or someone under his control or 'surveillance' who does these things, there appears to us                        
                 no reason why he should be entitled to rely upon them to avoid the statute.'  See In re Hamilton, 882 F.2d                        
                 1576, 1581, 11 USPQ2d 1890, 1894 (Fed. Cir. 1989) (discussing experimental use in the context of the                              
                 on-sale bar) (emphasis in original). Providing Cullis, the inventor, with the benefit of Suaudeau's testing is                    
                 thus contrary to this policy, as Suaudeau was not using or testing the invention for Cullis. Id. Accordingly,                     
                 we hold that public testing before the critical date by a third party for his own unique purposes of an                           
                 invention previously reduced to practice and obtained from someone other than the patentee, when such                             
                 testing is independent of and not controlled by the patentee, is an invalidating public use [our emphasis],                       
                 not an experimental use." Baxter International Inc. v. Cobe Laboratories Inc., 88 F.3d 1054, 1060,                                
                 39 USPQ2d 1437, 1442 (Fed. Cir. 1996).                                                                                            
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