Ex Parte EVANS et al - Page 8




                 Appeal No. 1997-2374                                                                                                              
                 Application No. 08/064,352                                                                                                        

                 · Term 4 discusses compliance with laws, handling requirements and liability for                                                  
                     damages.                                                                                                                      
                 · Term 5 requests acknowledgment of NIAID as a source in publications.                                                            
                         In accordance with the terms of the agreements, the accepting organizations are                                           
                 prohibited from giving control of the research materials to someone else, can not use                                             
                 them for a commercial purpose and can not redistribute the materials to others for any                                            
                 purpose.  Even if a commercial purpose would happen to result from the research, the                                              
                 accepting organization cannot carry out development of a commercial product without                                               
                 agreement with NIAID.  All proprietary and license rights remain with NIAID.  These                                               
                 agreements limit the accepting organizations from doing anything but noncommercial                                                
                 research on the furnished materials.                                                                                              
                         A plain reading of the Research Agreements, especially the terms under which                                              
                 the research materials will be furnished, indicate to us that the accepting organizations                                         
                 would be limited to using the materials experimentally and that the NIAID would still                                             
                 retain significant control of the research materials even after the materials are                                                 
                 furnished.  Even if there was evidence that the research materials were used by                                                   
                 Townsend, Hoffman and/or Hays more that one year prior to the filing date of the                                                  
                 application, their use of the materials, consistent with the terms of the agreements,                                             
                 would not have been a public use but rather an experimental one.                                                                  
                         Examiner does not dispute that activities consistent with the agreements would                                            
                 be experimental rather than public in nature.  Rather the examiner resorts to                                                     

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