Ex parte SHIPMAN - Page 4




         Appeal No. 1998-2351                                                      
         Application 08/393,113                                                    


                                     OPINION                                       
              We reverse the aforementioned rejections.                            
              de Graaf discloses an apparatus and a method for making              
         an optical recording medium having an optically transparent,              
         dimensionally stable substrate, a solid polymeric layer having            
         optically readable information embossed therein, and a light              
         reflective layer overlying the information layer (col. 3,                 
         lines 9-13).  Between the substrate and the information layer             
         can be a smooth layer of an adherent material which provides              
         further surface uniformity (col. 4, lines 40-44).  The solid              
         polymeric layer having optically readable information embossed            
         therein can be formed from a hardenable material, which can be            
         photohardenable, and is applied to the substrate or, if                   
         present, a smooth layer thereon, by any conventional method               
         such as spin coating, roller coating, spray coating, doctor               
         knife coating, bar coating, curtain coating, or lamination                
         (col. 12, lines 40-48; col. 16, lines 60-66; col. 17, lines 9-            
         13).  de Graaf does not disclose the requirements in the                  
         appellant’s method claims of forming a recess or cavity in the            
         surface of the substrate and forming a smooth layer therein by            


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