Ex parte CHAPMAN et al. - Page 4




          Appeal No. 1999-0056                                                        
          Application No. 08/734,431                                                  


          sensitivity by increasing the coupling of light into the                    
          recording layer by optimizing the absorbance of the recording               
          layer by optimizing both the dye concentration and thickness                
          of the recording layer based upon the teachings of Howe et al.              
          '306 to do so" (page 5 of Answer, last paragraph).                          
               While the examiner's position seems reasonable in the                  
          first instance, particularly regarding the obviousness of                   
          optimizing the thickness of the recording layer based on the                
          teachings of Howe, we find that the examiner's position has                 
          been effectively refuted by the Rule 1.132 Declaration of                   
          James C. Fleming, one of the present inventors who holds a PhD              
          in organic chemistry and is an expert in the field of optical               
          recording elements.  According to Dr. Fleming, the examiner's               
          reliance on Beer's Law is flawed on at least two accounts for               
          the following reasons:                                                      
               First, even if Beer's Law would be a dominant                          
               factor, as the thickness increases and more                            
               energy is absorbed, the energy absorbed per                            
               unit mass remains the same.  Therefore, the                            
               energy available for mark formation remains                            
               the same.  Second, this becomes a moot point                           
               because in thin layers the predominant effect                          
               is the interference effect and not Beer's Law                          
               [page 2 of Declaration, paragraph 4].                                  



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