Ex parte BALLESTEROS - Page 10




                     Appeal No. 1999-0674                                                                                                          
                     Application No. 08/654,536                                                                                                    

                     presumably returned it to the Sandwich Factory.  It is understood that this letter was entered                                
                     into the record by the examiner.                                                                                              
                              The second letter (Paper No. 22) submitted by appellant is from Debbie Iannucci, the                                 
                     sales coordinator at Rheon, and is dated June 16, 1998.  This second letter was filed with                                    
                     appellant’s reply brief.  The examiner refused to enter this second letter (see the advisory office                           
                     action dated April 2, 2001 (Paper No. 25)).  Accordingly, the second letter (Paper No. 22) is                                 
                     not before us for consideration.                                                                                              
                              The notations made by Ms. Iannucci on the Sandwich Factory letter of December 18,                                    
                     1997 are not entitled to probative weight.  In the first place, 37 CFR § 1.132 provides for                                   
                     evidence only in the form of affidavits or declarations (i.e., declarations under 37 CFR                                      
                     § 1.68) for traversing a ground of rejection.  See Ex parte Mayer, 6 USPQ2d 1966, 1968 (Bd.                                   
                     Pat. App. & Int. 1988).  In the present case, the document in question is merely an unsworn                                   
                     letter, not a declaration.  As a result, it is not competent evidence and therefore cannot be taken                           
                     as establishing the truth or falsity of representations asserted therein.  See In re Hunter, 167                              
                     F.2d 1006, 1008, 77 USPQ 610, 612 (CCPA 1948) and Ex parte Mayer, 6 USPQ2d at                                                 
                     1968.  Furthermore, there is no evidence entered in the record before us to establish that Ms.                                
                     Iannucci qualifies as a person skilled in the art or, at the very least, has personal knowledge                               
                     about the injection of foodstuff into a bagel product.  Arguments of counsel dealing with Ms.                                 
                     Iannucci’s qualifications (see page 20 of the main brief) cannot take the place of evidence.  See                             
                     In re Pearson, 494 F.2d at 1405, 181 USPQ at 646.  In view of the foregoing, there is no                                      
                     competent evidence entered in the record before us to support the argument of appellant’s                                     

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