Ex Parte TAKEO et al - Page 8




          Appeal No. 1999-2069                                                        
          Application 08/397,639                                                      

          step vi) of carrying out the affine transformation.  An "affine             
          transformation" is a special transformation that involves only              
          rotation, scaling, and translation, and does not contain any                
          terms greater than first order (e.g., x 2) or any cross-product             
          terms (e.g., xy).  For example, to translate a point (x,y) to a             
          new point (u,v) by a combination of rotation, translation, and              
          scaling, an affine transformation has the general form:                     

                    u = ax + by + e                                                   
                    v = cx + dy + f                                                   

          The "nonlinear warping transformation" of Kano (col. 12,                    
          lines 18-24; note that "i)0" should be "i=0") includes the terms            
          above in addition to other terms and does not put any limitations           
          on the terms a, b, c, and d.2  Kano involves a more complex                 
          transformation than an affine transformation and can correct for            
          greater distortion.  Kano discloses that there are many sources             
          of misregistration between image pairs due to movements of the              

          2  An affine transformation constrains a=S xcos2, b=-Sxsin2,                
          c=Sysin2, d=Sycos2, where Sx and Sy are scaling factors in the x            
          and y direction, respectively.  This means that the values of a,            
          b, c, and d are not completely independent.  Therefore, the                 
          Examiner's statement that "equation 4 of [sic, unnumbered                   
          equations at col. 12, lines 18-24] Kano et al. not only provides            
          for the translation term 'a1' and the two first order terms that            
          belong to the affine transformation, but also for higher terms as           
          well for 'accuracy'" (EA11), is not strictly correct.  The                  
          nonlinear transformation in Kano is of the form "u = ax + by + e            
          + cross-product and higher order terms, "v = cx + dy + f +                  
          cross-product and higher order terms," but the coefficients a, b,           
          c, and d do not necessarily define an affine transformation.                
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