Ex Parte AXEL et al - Page 7


                Appeal No.  2001-0562                                                     Page 7                   
                Application No.  08/460,478                                                                        
                The rejection of claims 122 and 123:                                                               
                       According to the examiner (Answer, page 6) the subject matter of claims                     
                122 and 123 is “not described in the specification in such a way as to enable one                  
                skilled in the art to which it pertains, or with which it is most nearly connected, to             
                make and/or use the invention.”  In response to appellants’ argument (Brief,                       
                pages 11-12), the examiner argues (Answer, pages 20-21):                                           
                       Assay 9.2 (specification[,] page 20) is relevant to treatment of                            
                       Parkinson’s Disease using an art accepted model for testing                                 
                       treatment of Parkinson’s Disease, … [the examiner argues that]                              
                       claims 122 and 123 are not commensurate in scope with the                                   
                       method employed in Assay 9.2, nor with the teachings in the                                 
                       specification, for example at page 9.  The adenovirus in Assay 9.2                          
                       comprised nucleic acid encoding tyrosine hydroxylase and under                              
                       transcription control of the RSV LTR promoter, not a generic                                
                       neurotransmitter-synthesizing enzyme (as recited in claim 122)                              
                       expressed under transcription control of any and all promoters.                             
                       Claim 123 limits the neurotransmitter-synthesizing enzyme to                                
                       tyrosine hydroxylase (not tyrosine kinase…).  Also, the adenovirus                          
                       was administered to the striatum of the brain (spec. page 20, line                          
                       10), not to the brain generally.  As claimed, the invention embraces                        
                       administering the adenovirus to any and all regions of the brain, not                       
                       just to the striatum.  The specification at pages 4-5 discloses a                           
                       number of promoters, in general, that can be linked to the “gene”,                          
                       in general, in the adenovurs.  The only promoter explicitly taught for                      
                       incorporation into an adenovirus for treatment of Parkinson’s                               
                       Disease is the RSV LTR promoter.  Furthermore, “ependymal,                                  
                       neural and glial promoters” are not specific promoters, but classes                         
                       of promoters, and the specification does not disclose any specific                          
                       promoters that fall into these classes of promoter.  The                                    
                       specification must teach those of skill in the art how to make and                          
                       how to use the invention as broadly claimed, not as narrowly                                
                       disclosed.                                                                                  
                       Here the rejection under 35 U.S.C. §112, first paragraph, is more of a                      
                series of conclusions by the examiner than a fact-based, reasoned explanation                      
                as to why a person skilled in the art would not be able to make and use the                        
                claimed invention throughout its scope without undue experimentation.  As set                      






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