Ex Parte SCHADE et al - Page 5


                Appeal No. 2001-1241                                                     Page 5                  
                Application No. 09/101,234                                                                       

                et al[.], for efficient polymerization, to obtain desired flow properties of the                 
                composition and at the same time stabilize the composition.”  Id., page 4.                       
                       Appellants acknowledge that “Schade teaches . . . cross-linked                            
                copolymers of mono-ethylenically unsaturated carboxylic acids of the instant                     
                inventions [sic] as thickeners or dispersants or stabilizers in pharmaceutical and               
                cosmetic preparations.”  Appeal Brief, page 6.  Appellants argue, however, that                  
                Schade and Shukla do not support a prima facie case of obviousness, because                      
                       there is no evidence found in Shukla or Schade, or any other                              
                       known references, as to why one of skill in the art would be                              
                       motivated to modify Shukla’s composition to become what                                   
                       applicants have claimed, especially with regard to the polymer                            
                       component which is obtained by free-radical-initiated                                     
                       copolymerization of the monomer mixture.  . . .  Without evidence                         
                       found in the cited art itself, there would have been no motivation for                    
                       the skilled artisan to modify what is shown in the art in order to                        
                       arrive at the instant invention as claimed.                                               
                Id., pages 6-7.                                                                                  
                       We disagree with Appellants’ assertion that the evidence of motivation to                 
                combine must come from the cited references themselves.  See In re                               
                Dembiczak, 175 F.3d 994, 999, 50 USPQ2d 1614, 1617 (Fed. Cir. 1999)                              
                (“[E]vidence of a suggestion, teaching, or motivation to combine may flow from                   
                the prior art references themselves, the knowledge of one of ordinary skill in the               
                art, or, in some cases, from the nature of the problem to be solved.”).  However,                
                we agree that the examiner has not made out a prima facie case of obviousness.                   
                       The examiner bears the burden of establishing a prima facie case under                    
                35 U.S.C. § 103.  In re Fine, 837 F.2d 1071, 1074, 5 USPQ2d 1596, 1598 (Fed.                     
                Cir. 1988).  The examiner “can satisfy this burden only by showing some                          





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