Ex parte PENG et al. - Page 3




                 Appeal No. 2001-1700                                                                                     Page 3                        
                 Application No. 09/160,964                                                                                                             


                 Peng et al. (Peng)                                             5,731,243                           Mar. 24,                            
                 1998                                                                                                                                   
                                                                                         (filed Sep. 05, 1995)                                          
                                                                                                                                                       


                          Claims 1-7 stand rejected under 35 U.S.C. § 103 as being                                                                      
                 unpatentable over Peng in view of Farnworth.1                                                                                          
                          We refer to the brief and to the answer for the opposing                                                                      
                 viewpoints expressed by appellants and by the examiner                                                                                 
                 concerning the above-noted rejection.                                                                                                  
                                                                     OPINION                                                                            


                          1The examiner refers to several alleged well known                                                                            
                 features at page 3 of the final rejection and pages 5 and 6 of                                                                         
                 the answer.  The answer, for the first time, also refers to                                                                            
                 page 3, lines 10-19 of the specification as representing                                                                               
                 admitted prior art pertaining to forming rounded edges by                                                                              
                 isotropic etching in an apparent attempt to support at least                                                                           
                 one of the alleged well known features.  That portion of the                                                                           
                 specification discusses alleged features of U.S. Patent No.                                                                            
                 5,246,883 of Lin et al.  We do not consider that patent (U.S.                                                                          
                 Patent No. 5,246,883) or the so called admitted prior art                                                                              
                 referenced in the answer as being before us in our                                                                                     
                 consideration of the examiner’s rejection (see answer, pages 2                                                                         
                 and 3).  This is so since the examiner’s stated rejection                                                                              
                 (answer, page 2) does not list U.S. Patent No. 5,246,883 and                                                                           
                 alleged admitted prior art at page 3, lines 10-19 of the                                                                               
                 specification as part of the evidence being relied upon.  See                                                                          
                 In re Hoch, 428 F.2d 1341, 1342 n.3, 166 USPQ 406, 407 n.3                                                                             
                 (CCPA 1970).  Consequently, those references have not been                                                                             
                 considered in reaching our decision.                                                                                                   







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