Ex Parte GRIFANTINI et al - Page 6



                 Appeal No.2001-2506                                                          Page 6                   
                 Application No.  08/415,658                                                                           


                                     REJECTION UNDER 37 C.F.R. § 1.196(b)                                              
                        Claims 2 and 3 are rejected under 35 U.S.C. § 112, fourth paragraph, as                        
                 they fail to further limit the process of claim 1.                                                    
                        The process of claim 1 is drawn to a process of producing D-I-amino                            
                 acids, “wherein the conversion reaction  is carried out in the presence of a                          
                 microorganism transformed with the plasmid pSM651 CBS 203.94.”  Claims 2                              
                 and 3, however, require that the conversion reaction be carried out “in the                           
                 presence of the enzymatic system isolated from the microorganism transformed                          
                 with the plasmid pSM651 CBS 203.94.”  Claim 2.  Claim 3 is dependent on claim                         
                 2.                                                                                                    
                        The fourth paragraph of section 112 requires that:                                             
                        a claim in dependent form shall contain a reference to a claim                                 
                        previously set forth and then specify a further limitation of the                              
                        subject matter claimed.  A claim in dependent form shall be                                    
                        construed to incorporate by reference all the limitations of the claim                         
                        to which it refers.                                                                            
                 Claims 2 and 3 fail to further limit claim 1 because claim 1 requires that the                        
                 conversion reaction be carried out in the presence of a microorganism                                 
                 transformed with the plasmid pSM651 CBS 203.9, whereas claim 2 and 3 do not                           
                 contain that limitation, as they require that the conversion reaction take place in                   
                 the presence of an enzyme system isolated from a microorganism transformed                            
                 with the plasmid pSM651 CBS 203.9.  Because claims 2 and 3 do not                                     
                 incorporate all of the limitations from the claim upon which they depend, they do                     
                 not meet the requirements of 35 U.S.C. § 112, fourth paragraph.                                       
                                                 OTHER MATTERS                                                         
                        Upon receipt of the application, the examiner should investigate whether                       
                 the Bureau Voor Schimmelcultures, SK Baarn (Holland) is an acceptable                                 





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