Ex Parte YOSHIKAWA et al - Page 3




            Appeal No. 2002-1808                                                          Page 3              
            Application No. 09/028,059                                                                        


                   The examiner has rejected claims 1 and 3 to 9 under 35 U.S.C. § 103.  We                   
            initially note that in rejecting claims under 35 U.S.C. § 103, the examiner bears the             
            initial burden of presenting a prima facie case of obviousness.  See In re Rijckaert,             
            9 F.3d 1531, 1532, 28 USPQ2d 1955, 1956 (Fed. Cir. 1993).  A prima facie case of                  
            obviousness is established by presenting evidence that the reference teachings would              
            appear to be sufficient for one of ordinary skill in the relevant art having the references       
            before him to make the proposed combination or other modification.  See In re Lintner,            
            458 F.2d 1013, 1016, 173 USPQ 560, 562 (CCPA 1972).  Furthermore, the conclusion                  
            that the claimed subject matter is prima facie obvious must be supported by evidence,             
            as shown by some objective teaching in the prior art or by knowledge generally                    
            available to one of ordinary skill in the art that would have led that individual to combine      
            the relevant teachings of the references to arrive at the claimed invention.  See In re           
            Fine, 837 F.2d 1071, 1074, 5 USPQ2d 1596, 1598 (Fed. Cir. 1988).  Rejections based                
            on § 103 must rest on a factual basis with these facts being interpreted without                  
            hindsight reconstruction of the invention from the prior art.  The examiner may not,              
            because of doubt that the invention is patentable, resort to speculation, unfounded               
            assumption or hindsight reconstruction to supply deficiencies in the factual basis for the        
            rejection.  See In re Warner, 379 F.2d 1011, 1017, 154 USPQ 173, 177 (CCPA 1967),                 
            cert. denied, 389 U.S. 1057 (1968).  Our reviewing court has repeatedly cautioned                 









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